Providing compliance consulting and expert witness services to FCMs, IBs, CTAs, CPOs, and Traders
After 35 years in all phases of the futures industry, I have chosen to become an independent compliance consultant and expert witness. In the current environment the need for these types of services has never been greater. I am making available, my education, knowledge and experience to help you solve the issues that are now confronting you. Please contact me.
The truth never damages a cause that is just
Marc Nagel is an independent compliance consultant and expert witness in all matters relating to futures and derivatives. For 10 years he was the Chief Operating Officer, General Counsel and Chief Compliance Officer at Dorman Trading, a clearing FCM. Prior to joining Dorman in 2004, Mr. Nagel, an attorney and CPA, traded futures and options on the Chicago Board of Trade (CBOT) floor and arbitraged interest rates electronically.
Simplicity is the ultimate sophistication
The NFA recently adopted an Interpretive Notice titled “Information Systems Security Programs” (Cybersecurity Interpretive Notice). This new NFA policy, which goes into effect March 1, … READ MORE
It seems that every day there is a report of a security breach at some company or another. Credit card numbers were stolen from Target … READ MORE
MF Global was a Broker-Dealer/ FCM that speculated in highly leveraged sovereign debt with their proprietary funds. At some point they used their customer segregated … READ MORE
An unintentional loss of connection to the CME Globex trading engine is called an “ungraceful disconnect.” Your working orders are canceled and your position essentially … READ MORE
