Exchange Analytics, the leading provider of training to the futures and derivatives industry, is now offering an online training program on Market Conduct. This offering is designed to instruct traders and brokers about CFTC, CME and ICE rules and regulations regarding trading practices such as spoofing and wash sales. In light of all the recent enforcement … READ MORE
Exchange Analytics, the leading provider of training to the futures and derivatives industry, is now offering a training program devoted to Block trading and EFRP. This course, entitled “Non-Competitive Trading Practices” is designed to educate all staff in the requirements at the CME, ICE and ICE Europe.
Exchange Analytics, has launched a Cybersecurity Training program for the futures and derivatives industry. This 45 minute online course has been designed to satisfy the NFA cybersecurity requirements that went into effect on March 1, 2016. Please contact Exchange Analytics for details.
The NFA recently adopted an Interpretive Notice titled “Information Systems Security Programs” (Cybersecurity Interpretive Notice). This new NFA policy, which goes into effect March 1, 2016, requires FCMs, IBs, CTAs, CPOs, RFEDs, SDs and MSPs to implement a cybersecurity program in order to meet existing obligations to diligently supervise trading activities. Every registrant will be … READ MORE
